Stock Ownership Information

Security Ownership of Directors and Executive Officers

The following table shows the Allstate common shares beneficially owned as of March 1, 2019, by each director and named executive individually, and by all executive officers and directors of Allstate as a group. Shares reported as beneficially owned include shares held indirectly through the Allstate 401(k) Savings Plan and other shares held indirectly. It also includes shares subject to stock options exercisable, and restricted stock units subject to conversion into common shares, within sixty days of March 1. As of March 1, 2019, none of these shares were pledged as security.

Name of Beneficial Owner
Amount and
Nature of Beneficial
Ownership of
Allstate
Common Stock(1)
Common Stock
Subject to Options
Exercisable on
or Prior to
April 29, 2019(1)
Restricted
Stock Units(1)(2)
Total
Stock-Based
Ownership(1)(3)
Kermit R. Crawford
1,000
0
14,718
15,718
Michael L. Eskew
190
0
7,832
8,022
Margaret M. Keane
1,020
0
2,269
3,289
Siddharth N. Mehta
0
0
11,196
11,196
Jacques P. Perold(4)
35
0
6,842
6,877
Andrea Redmond
4,000
0
24,530
28,530
Gregg M. Sherrill
0
0
2,777
2,777
Judith A. Sprieser
0
0
35,848
35,848
Perry M. Traquina
793
0
3,435
4,228
Thomas J. Wilson(4)
692,641
2,395,765
0
3,088,406
Mario Rizzo
14,638
62,127
0
76,765
John E. Dugenske
192
56,357
0
56,549
Glenn T. Shapiro
17,631
45,719
0
63,350
Steven E. Shebik
134,956
455,667
0
590,623
All directors and executive officers as a group (21 total)
1,175,736
3,892,056
109,447
5,177,239
  1. As of March 1, 2019, no director or executive officer beneficially owned 1% or more of the outstanding common stock of Allstate. The directors and executive officers of Allstate as a group beneficially owned (including common stock subject to stock options exercisable and restricted stock units for which restrictions expire on or prior to April 29, 2019) approximately 1.6% of the common stock outstanding as of March 1, 2019.
  2. All non-employee directors hold restricted stock units granted under Allstate’s equity compensation plans for non-employee directors. This column lists those restricted stock units that would be distributed to directors in the form of shares of common stock within 60 days if any of them were to have retired as a director on March 1, 2019. In addition, some directors hold additional restricted stock units that are not reflected in the table above because common stock would not be distributed to directors until at least one year, and in some cases, as many as ten years, following his or her retirement as a director. For more information regarding the restricted stock units held by each director at the end of 2018, please see the details on page 33.
  3. These amounts are the sum of the number of shares shown in the prior columns.
  4. Mr. Perold’s common shares are held indirectly by trust. The shares held by Mr. Wilson include shares owned indirectly through a grantor retained annuity trust and a remainder grantor retained annuity trust.

Security Ownership of Certain Beneficial Owners

Title of Class
Name and Address of
Beneficial Owner
Amount
and Nature of
Beneficial Ownership
 
Percent of Class(1)
Common
BlackRock Inc.
55 East 52nd Street
New York, NY 10055
27,142,234
(2)
8.15%
Common
The Vanguard Group
100 Vanguard Boulevard
Malvern, PA 19355
25,671,901
(3)
7.71%
  1. Based on 332,925,208 shares of common stock outstanding as of March 1, 2019.
  2. Reflects shares beneficially owned as of December 31, 2018, as set forth in a Schedule 13G/A filed on February 4, 2019. Of these shares, BlackRock reported it held 22,694,713 shares with sole voting power; 0 shares with shared voting power; 27,142,234 shares with sole dispositive power; and 0 shares with shared dispositive power.
  3. Reflects shares beneficially owned as of December 31, 2018, as set forth in a Schedule 13G/A filed on February 11, 2019. Of these shares, The Vanguard Group reported it held 399,426 shares with sole voting power; 116,886 shares with shared voting power; 25,161,742 shares with sole dispositive power; and 510,159 shares with shared dispositive power.

Section 16(a) Beneficial Ownership Reporting Compliance

Section 16(a) of the Securities Exchange Act of 1934 requires Allstate’s executive officers, directors, and persons who beneficially own more than 10% of Allstate’s common stock to file reports of securities ownership and changes in such ownership with the SEC.

Based upon a review of copies of such reports, or written representations that all such reports were timely filed, Allstate believes that each of its executive officers and directors complied with all Section 16(a) filing requirements applicable to them during 2018 with the exception of one report for a stock option grant, which was inadvertently filed late for Elizabeth A. Brady due to an administrative error.